ASIC Professional Registers
About
ASIC Connect’s Professionals Register is an authoritative resource for finding detailed information about licensed professionals like liquidators, auditors, and financial licensees. This register plays a crucial role in verifying the credentials and legitimacy of these individuals or organisations, making it invaluable for businesses, consumers, and regulators looking to ensure compliance or trust in professional services.
Users can access the register via the ASIC Connect portal, where they can perform searches by entering a name, license number, or business details. The platform covers a wide variety of professionals, including Australian Financial Services (AFS) licensees, credit licensees, registered auditors, liquidators, and approved self-managed superannuation fund (SMSF) auditors. By searching, users can retrieve information such as license status, commencement date, associated conditions or restrictions, and addresses tied to the professional or organisation in question.
Certain types of data, like the registration or license number, name, license details, and status, are available for free. For more comprehensive insights, such as additional reporting details or historical information, a fee may apply. Paid searches are ideal for those requiring an in-depth analysis for litigation, compliance audits, or other legal reasons. Information brokers may also offer advanced services to gather more extensive data from ASIC’s registers and other government databases if needed.
The Professionals Register is an essential tool for anyone seeking to uphold high standards of compliance and governance. For example, businesses and consumers can verify a professional’s legitimacy before engaging in services, reducing risks associated with fraud or unlicensed operators. Similarly, regulators and investigators can use the register to monitor adherence to legal and professional standards within various industries.