Find people who have been banned or disqualified under provisions of the Corporations Act.

The Banned and Disqualified Register at ASIC Connect is a key tool for accessing information about individuals who are prohibited from managing corporations or practicing in the financial services or credit industries. This register allows users to search for individuals who have been disqualified due to various reasons, such as legal rulings or regulatory actions. It’s an essential resource for companies, recruiters, and legal professionals who need to carry out due diligence and ensure compliance with regulatory standards.

To perform a search, users can access the register through the ASIC Connect search banner or the ‘Search company and other registers’ page. From the drop-down menu, select the ‘Banned & Disqualified’ category. Once the search interface opens, you can input the name or other identifying details of the individual you’re looking for. This simple process makes it easy to locate relevant data without requiring extensive familiarity with the register.

The service offers basic information for free, such as the individual’s name, the type of banning or disqualification, the start date, and whether the prohibition is permanent or has a specified end date. Additionally, some documents related to bans in the credit industry can also be accessed without charge. If more detailed information is required, users can purchase certain disqualification or banning documents for further insights, which may be helpful for detailed investigations or legal purposes.

This register is particularly beneficial for companies conducting background checks on potential hires or business partners. It can help organisations ensure they are not unknowingly appointing disqualified individuals to key roles, protecting themselves from legal and reputational risks. It’s equally valuable for financial institutions and firms in compliance-heavy industries who need to confirm that their operations fully align with regulatory requirements.